CapstoneLaw Regulatory & Financial Market Roundtable Switzerland, 9 June 2020
CapstoneLaw – Private Market Roundtable – Real Estate, April 21, 2020
Regulatory Responses and Challenges for the Asset Management Industry in Switzerland
With the entering into force on 1st January 2020 FinSA and FinIA have triggered significant challenges to the fund and asset management industry in Switzerland. We will discuss with Industry Leaders from leading Swiss and international Asset Managers, the Swiss Funds & Asset Management Association (SFAMA) and the Self-Regulatory Organization VQF first experiences and the impact of the implementation of FinSA and FinIA. The discussion includes the licensing process, implementation of the rules of conduct, changes in marketing and distribution, restructuring and reorganisation of the advisory process, changes of the internal business organisation and the current status of the implementation of the new laws.
Cornelia Bernhardt
Chief Compliance Officer, BlackRock Switzerland, Zurich
Simon Wälti
CEO, Financial Services Standards Association (VQF), Zug
Diana Imbach HaumĂĽller
Deputy CEO, Swiss Funds & Asset Management Association, Basel
Frédéric Lenoir
General Counsel, Syz Asset Management, Geneva
Moderation
Dirk Spiegel
Partner CapstoneLaw, Zurich
A CapstoneLaw Zurich Webcast Event
Date:
9 June 2020, 3pm to 3.45pm CET incl. Q&A – Zoom Conferencing
