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CapstoneLaw Regulatory & Financial Market Roundtable Switzerland, 9 June 2020

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CapstoneLaw Regulatory & Financial Market Roundtable Switzerland, 9 June 2020

CapstoneLaw – Private Market Roundtable – Real Estate, April 21, 2020

Regulatory Responses and Challenges for the Asset Management Industry in Switzerland

With the entering into force on 1st January 2020 FinSA and FinIA have triggered significant challenges to the fund and asset management industry in Switzerland. We will discuss with Industry Leaders from leading Swiss and international Asset Managers, the Swiss Funds & Asset Management Association (SFAMA) and the Self-Regulatory Organization VQF first experiences and the impact of the implementation of FinSA and FinIA. The discussion includes the licensing process, implementation of the rules of conduct, changes in marketing and distribution, restructuring and reorganisation of the advisory process, changes of the internal business organisation and the current status of the implementation of the new laws.

Panel

Cornelia Bernhardt
Chief Compliance Officer, BlackRock Switzerland, Zurich

Simon Wälti
CEO, Financial Services Standards Association (VQF), Zug

Diana Imbach HaumĂĽller
Deputy CEO, Swiss Funds & Asset Management Association, Basel

Frédéric Lenoir
General Counsel, Syz Asset Management, Geneva

Moderation

Dirk Spiegel
Partner CapstoneLaw, Zurich

A CapstoneLaw Zurich Webcast Event

Date:
9 June 2020, 3pm to 3.45pm CET incl.
Q&A – Zoom Conferencing

About CapstoneLaw

CapstoneLaw provides exceptional advice across the entire spectrum of asset management and financial services law, private market investments, compliance services, corporate, transactional and commercial matters, as well as corporate, environmental and social governance. Members of our team have served in leading positions with some of the world’s most successful financial, legal and consulting services firms and have backgrounds from top universities.

Contact

Gartenstrasse 11
8002 Zurich
Switzerland

csl@capstonelaw.ch

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