Financial Regulation
Reporting to and communication with the Swiss Financial Market Supervisory Authority FINMA, OAK, and Swiss Self Regulatory Organisations as well as foreign regulators (such as CSSF, CBI, CIMA)
Advising on financial market applications, corporate governance requirements, constitutional documents and permissions including authority filing
Analysis and implementation of new financial services regulations
Regulatory advising on legal opinions, legal and factual clarifications in single cases, inspections and hearings
Conduct of financial market and internal investigations and independent assessment of whistle blowing case